Compliance Associate Jobs in Brooklyn, NY

The Compliance Senior Associate supports broader planning of business unit compliance programs to ensure organization functions are in compliance with all relevant laws,... Read More

Description We are offering a contract employment opportunity for a Sr. Compliance Analyst in New York, New York. Does this sound like you? Provide advisory services and... Read More

Senior Compliance Officer - Bloomberg Tradebook - Legal Compliance New York, NY Posted Apr 26, 2024 - Requisition No. 124879 The energy of a newsroom, the pace of a... Read More

Senior Compliance Officer - Trade / Export Control - Legal Compliance New York, NY Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, the pace of a... Read More

Associate Bursar for Compliance POSITION DETAILS The University Bursar, in the Office of Treasury Management at The City University of New York (CUNY), ensures that all... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for establishing internal... Read More

Work Location: Mount Laurel, New Jersey Hours: 40 Pay Details: $68,640 - $112,320 USD TD is committed to providing fair and equitable compensation opportunities to all... Read More

Senior Governance Risk Compliance - Hybrid NYC Summary: The Senior Governance Risk Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of... Read More

Job Description Summary of Position Our Ethics team actively supports our Company's commitment to the highest standards of ethics and integrity by fostering a culture that... Read More

Ankura is a team of excellence founded on innovation and growth. Ankura is a specialized global expert services firm defined by HOW we solve challenges. Whether a client... Read More

Responsibilities : Work regularly with the CCO-Alternatives and Alternatives Legal Compliance team, as well as other divisional CCOs and legal staff, in developing and... Read More

The Role: This is a Senior Vice President position within Independent Compliance Risk Management (ICRM) responsible for leading and managing business execution activities,... Read More

FuturePlan is the nation's largest third-party administrator (TPA) of retirement plans, partnering with advisors in all 50 states. FuturePlan delivers the best of both... Read More

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Enterprise Compliance Officer (AML Tuning Analytics) The Enterprise Compliance Lead/Manager will manage the tuning and optimization of AML monitoring systems. This... Read More

We have a need for a Senior IT Technical Compliance Lead on the team, as this is a current skill gap within the team. The Technical lead will work with internal Subject... Read More

Summary : Neuberger Berman is an independent, employee-owned, global asset management firm, serving the financial needs of institutional and individual investors... Read More