• Financial Compliance Officer Jobs in New York, NY

    Jobs 1 to 20 of 111

  • Senior Lead Compliance Officer

    Wells Fargo • New York, NY 10176
    About this role: Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate Risk as part of Wealth Investment Management... Read More

  • Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance

    Bloomberg • New York, NY 10176
    Senior Compliance Officer - Bloomberg Tradebook - Legal Compliance New York, NY Posted Apr 26, 2024 - Requisition No. 124879 The... Read More

  • Senior Compliance Officer - Trade / Export Control - Legal & Compliance

    Bloomberg • New York, NY 10176
    Senior Compliance Officer - Trade / Export Control - Legal Compliance New York, NY Posted May 17, 2024 - Requisition No. 125360 The... Read More

  • Sr. Compliance Associate - Office Inspection

    TIAA • New York, NY 10176
    The Compliance Senior Associate supports broader planning of business unit compliance programs to ensure organization functions are... Read More

  • Compliance Officer

    S&P Global • New York, NY 10176
    About the Role: Grade Level (for internal use): 12 The Role: Compliance Officer The Compliance Officer role is based in Englewood... Read More

  • Chief Compliance Officer

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Lead Compliance Officer

    Insight Global • New York, NY 10176
    Job Description A commercial banking client is looking for a Compliance Officer to join their organization this person will be... Read More

  • Regulatory Compliance Officer

    HSBC • New York, NY 10176
    Description Our purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise,... Read More

  • Senior Compliance Officer - Public Side Advisory - Executive Director

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Employee Compliance Officer - VP

    SMBC • Jersey City, NJ 07308
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Compliance Officer S&P Global DJI

    S&P Global • New York, NY 10176
    About the Role: Grade Level (for internal use): 12 About the Role: S P Global is seeking a Compliance Director to join our... Read More

  • Corporate Banking Compliance Officer, AVP

    MUFG • New York, NY 10176
    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the... Read More

  • Compliance Officer, Park Avenue Securities

    Guardian Life • New York, NY 10176
    The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and... Read More

  • SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance

    Bloomberg • New York, NY 10176
    SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal Compliance New York, NY Posted Apr 25, 2024 - Requisition... Read More

  • SVP, Senior Compliance Product Officer - Trade and Working Capital (Hybrid)

    Citigroup • New York, NY 10176
    Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible... Read More

  • Compliance Product Officer - VP

    Citigroup • New York, NY 10176
    Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for... Read More

  • Vice President, Compliance Transformation Officer

    SMBC • Jersey City, NJ 07308
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Compliance Testing Officer - Markets (Equities and Spread)

    Citigroup • Jersey City, NJ 07308
    Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing... Read More

  • Compliance Product Officer - Program Office of Fair Lending & Privacy - VP

    Citigroup • New York, NY 10176
    Serves as a compliance risk officer program support for Independent Compliance Risk Management (ICRM) responsible for assisting... Read More

  • Compliance Product Officer (VP) - Fair Lending - Credit Operations

    Citigroup • New York, NY 10176
    Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair Lending responsible for... Read More

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