Deputy Chief Compliance Officer Jobs in New York, NY

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

The VP, Compliance AML Execution Officer is senior professional responsible for performing risk and compliance reviews in coordination with the broader Anti-Money... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a... Read More

SitusAMC is where the best and most passionate people come to transform our client's businesses and their own careers. Whether you're a real estate veteran, a passionate... Read More

Our top banking client is seeking a Vice President of Compliance Monitoring Testing (Swaps) to join their office in New York City. This position will play an integral role... Read More

Senior Compliance Officer - Bloomberg Tradebook - Legal Compliance New York, NY Posted Apr 26, 2024 - Requisition No. 124879 The energy of a newsroom, the pace of a... Read More

Senior Compliance Officer - Trade / Export Control - Legal Compliance New York, NY Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, the pace of a... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies,... Read More

Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $115,000 - $190,000 USD TD is committed to providing fair... Read More

About this role Business Unit Overview: BlackRock's Compliance Department protects BlackRock's reputation and provides client focused advice. It understands challenges and... Read More

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies,... Read More

About the Role: Grade Level (for internal use): 12 The Role: Compliance Officer The Compliance Officer role is based in Englewood or New York and the successful candidate... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

BSA Assistant Vice President/Vice President Our client, one of the world's largest banks is currently seeking a BSA Assistant Vice President/Vice President. The BSA... Read More

As part of Risk Management and Compliance (RM C), you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a... Read More

VP Cloud Compliance New York, United States of America The VP Cloud Compliance operates within the First Line of Defense and is accountable to assist the Business Control... Read More

The Role: This is a Senior Vice President position within Independent Compliance Risk Management (ICRM) responsible for leading and managing business execution activities,... Read More